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Randomised, double-blind, parallel group, placebo-controlled, trial of Bactek for the prevention of lower respiratory tract infections in preterm infants in the UK: BALLOON study - study protocol

Kotecha, Sarah Joanne, Lowe, John ORCID: https://orcid.org/0000-0003-4772-1879, Gillespie, David ORCID: https://orcid.org/0000-0002-6934-2928, Perez-Alijas, Mahuampi, Aboklaish, Ali F, Mahachi, Tarirai Lincoln, Cumming, Oliver Sebastian, Harris, Debbie ORCID: https://orcid.org/0000-0002-7073-7724, Hubbard, Marie, Thomas-Jones, Emma, Jones, Tim, Ladell, Kirsten, Moore, Catherine, Humpreys, Ian, Grigg, Jonathan, Berrington, Janet and Kotecha, Sailesh ORCID: https://orcid.org/0000-0003-3535-7627 2026. Randomised, double-blind, parallel group, placebo-controlled, trial of Bactek for the prevention of lower respiratory tract infections in preterm infants in the UK: BALLOON study - study protocol. BMJ Open 16 (3) , e107929. 10.1136/bmjopen-2025-107929

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Abstract

Introduction A significant proportion of infants born at ≤29+6 weeks’ gestation develop lung disease during the neonatal period, thus putting them at risk of developing prematurity-associated lung disease in childhood and adulthood. After discharge from the neonatal unit, pre-existing lung disease in preterm-born infants is exacerbated by (often frequent) respiratory viral infections requiring greater health utilisation, including hospital admissions, than their term-born equivalents. Opportunities to prevent viral infections in infancy are largely limited to anti-respiratory syncytial virus (RSV) antibody prophylaxis and recently maternal RSV immunisation, but in term-born infants, trained immunity-based vaccines such as Bactek (MV130, Inmunotek, Spain) are increasingly used. Bactek provides a promising therapeutic avenue for preterm-born infants to target postdischarge respiratory viral infection in this vulnerable group of infants. The BALLOON study aims to assess this treatment in a very/extremely preterm-born population and determine if treatment with the trained immunity-based vaccine Bactek decreases the risk of unscheduled visits to healthcare professionals for lower respiratory tract infections, when compared with placebo. Included infants are born at ≤29+6 weeks’ gestation and treated daily from term-equivalent (37–43 weeks’ postmenstrual age, PMA) or from discharge, if earlier, up to 1 year of corrected age. Methods and analysis 542 infants are being recruited prior to discharge by neonatal units in the UK. They are being randomised to receive Bactek or placebo, once daily dose of 2 sprays (each 0.1 mL) of IMP (300 Formazin Turbidity Units), from 37 to 43 weeks’ PMA or discharge if earlier up to 1 year of corrected age. The primary objective is to assess if sublingual Bactek spray decreases the risk of health professional diagnosed lower respiratory tract infections (LRTIs) (unscheduled visits to general practitioners, accident and emergency departments and hospital admissions) between enrolment and 1 year of corrected age. Secondary outcomes include the number of parent-reported, health professional-confirmed unscheduled visits for LRTIs, the time to first parent-reported, health professional-confirmed unscheduled visit for LRTI, parent-reported wheeze episodes (identification aided by WheezeScan (Omron, Japan)), parent-reported use of respiratory medications, growth (weight, length and head circumference), parent(s)/guardian(s) reported time missed from work and/or nursery time missed for the infant and volume of adverse reactions. Viruses associated with LRTIs will also be identified. Ethics and dissemination Ethics permission has been granted by the Wales Research Ethics Committee 3 (Ref 24/WA/0181), and regulatory permission by the Medicines and Healthcare Products Regulatory Agency (CTA reference 21323/0063/001-0004). The study is registered on ISRCTN (ISRCTN14019493). Findings will be disseminated via national and international peer-reviewed journals, and conferences. Oversight of the study is being provided by an Independent Data Monitoring Committee and an independent Trial Steering Committee (TSC). The Trial Management Group (TMG) meets every month.

Item Type: Article
Date Type: Publication
Status: Published
Schools: Research Institutes & Centres > Centre for Trials Research (CNTRR)
Schools > Medicine
Publisher: BMJ Publishing Group
ISSN: 2044-6055
Funders: NIHR
Projects: BALLOON
Date of First Compliant Deposit: 17 March 2026
Date of Acceptance: 17 February 2026
Last Modified: 17 Mar 2026 16:59
URI: https://orca.cardiff.ac.uk/id/eprint/185799

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